Disclosures and privacy

The regulatory details, in one place. If anything here raises a question, ask.

Registration

Confiance Financial LLC ("Confiance Financial") is a registered investment adviser registered with the State of North Carolina. Registration as an investment adviser does not imply a certain level of skill or training. Confiance Financial may only transact business in states where it is registered or exempt from registration. Firm CRD number 338506. You can verify the firm and its advisory personnel on the SEC's Investment Adviser Public Disclosure website at adviserinfo.sec.gov.

Form ADV

Confiance Financial's Form ADV Part 2A (Disclosure Brochure) and Part 2B (Brochure Supplement) describe our services, fees, conflicts of interest, business practices, and the background and other business activities of our advisory personnel. Our Privacy Policy is included in the same document.

Download Form ADV Part 2 (PDF)

You may also request a copy at any time by calling 919-924-6236 or emailing chris@confiancefinancial.com.

Fees and compensation

Confiance Financial is compensated solely by advisory fees paid by clients, as described on the How We Work page and in Item 5 of our Form ADV Part 2A. We do not receive commissions or other compensation for the sale of securities or insurance products. Fees may be negotiable based on complexity and the overall relationship. Clients are responsible for custodian, transaction, and fund expenses, which are separate from our fees.

Custody

Confiance Financial does not take custody of client assets, except for the limited authority to deduct advisory fees from client accounts as authorized in writing. Client accounts managed by Confiance Financial are held at Altruist Financial LLC, an independent, unaffiliated custodian. Clients receive account statements directly from the custodian.

No testimonials or performance claims

This website does not include client testimonials, endorsements, third-party ratings, or performance results. Any examples of planning questions or situations are illustrative of the types of issues we help with and are not descriptions of specific client outcomes. Past performance is not indicative of future results, and all investing involves risk, including the possible loss of principal.

Not advice

The content on this website is for general informational purposes only and should not be construed as personalized investment, tax, or legal advice. Nothing here is an offer to sell or a solicitation to buy any security. Please consult your own tax and legal advisers regarding your specific situation.

Third-party links

This site contains links to third-party websites, including our client portal and the SEC's disclosure site. Confiance Financial is not responsible for the content, privacy practices, or accuracy of third-party sites.

Privacy

Confiance Financial does not sell your personal information. We collect and share non-public personal information only as needed to serve you and as required by law. Our full Privacy Policy is included in the Form ADV Part 2 linked above. This website does not use a contact form or tracking cookies; if you email or call us, we use that information only to respond to you.

Last updated September 2026.